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SEC Disgorged Fund Distribution Is Next Query After Sripetch
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SEC Disgorged Fund Distribution Is Next Query After Sripetch

law360
3 months ago
Following the Supreme Court's Sripetch v. U.S. Securities and Exchange Commission decision, investor harm isn't required for the SEC to obtain a disgorgement award, but future cases must resolve whether the commission will be freed from a requirement to distribute disgorged funds to the victims of alleged misconduct, says Daniel Walfish at Katsky Korins.

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